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Joy has approximately twenty years of experience in financial services with a background in investment compliance, investment compliance technology, transfer agent technology, system migration, and banking. She has experience in 1940 Act funds, Canadian NI 81-102 funds, UCITS, private funds, institutional accounts, and SMA’s. Joy graduated from Emmanuel College with a degree in Business Administration, and has held a Series 6, 63, 7, and 24. Her U5 is in good standing.