The Compliance and Risk Management Team at TIAA is responsible for ensuring that the organization adheres to regulatory requirements and internal policies, while effectively managing risks associated with its financial services. This team plays a crucial role in identifying, assessing, and mitigating potential compliance issues and risks, safeguarding the integrity of TIAA's operations in the academic, research, and healthcare sectors. Through collaboration across departments, the team promotes a culture of compliance and risk awareness within the organization.
Alberto Favalli-Ragu...
Director - Investment Strategy...
Ashley Drewry
Manager - Risk And Control Ser...
Erica Taylor
Senior Internal Auditor
Jack Clabough
Sr. Director/chief Underwriter
James Ray
Manager, Regulatory Program Ma...
Jeff Dechristopher
Director Business Risk And Con...
John Douglas
Chief Legal, Risk & Compliance...
Selina Urbina
Executive Vice President, Cro,...
Wayne Smiley
Chief Compliance Officer, TIAA...