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Michael Giannotto is an experienced compliance professional with a strong background in regulatory and investment advisory compliance. Currently serving as the Senior Compliance Officer at Summit Financial, LLC since November 2021, Giannotto's career includes key roles at MUFG as both a Regulatory Compliance Consultant and Compliance Consultant, focusing on regulatory advisory and risk management. Previous positions include Compliance Officer at Advisor Group, Chief Compliance Officer at Ladenburg Thalmann, and compliance roles at Beacon Trust, The Provident Bank, UBS, and Citigroup. Giannotto holds a Bachelor's degree in Business Administration from SUNY New Paltz and has received education from the Pace University - Lubin School of Business and Iona Preparatory School.