Rachel manages operations and compliance activities for Saybrook Fund Advisors, a position she has held since 2008. Rachel’s responsibilities include coordinating and managing the compliance monitoring process, data protection initiatives, preparing compliance policies, planning, directing and coordinating administrative functions of daily operations, human resources and information technology. Prior to joining Saybrook, Rachel was director of operations for a boutique investment bank serving companies and not-for-profit institutions. Rachel was responsible for timely filings and proper record maintenance to comply with FINRA, SEC, SIPC and MSRB broker/dealer regulations.
Rachel graduated Magna Cum Laude from Los Angeles Valley College with an associate degree in Natural Sciences.
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