ÂÜÀòÂÒÂ×

As a Compliance Officer for Thornhill Securities, Inc., Lisa’s role is to stay up to date with current regulatory obligations to ensure that Realized and Thornhill conducts business in a compliant manner.

Lisa has a wide range of compliance knowledge, having worked in various roles at Kestra Financial for the previous 20 years. She conducted investigations, handled customer complaints, regulatory inquiries, anti-money laundering, and compliance advertising review. She holds the Series 6, 7, 66, and 24 licenses.

In her free time, Lisa enjoys painting, volunteering at Central Texas Pig Rescue, honing her sarcasm, and DIY projects.