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Sean Haley oversees and manages the compliance and regulatory functions for PlanMember Securities Corporation, a broker/dealer and investment advisor, and has worked in the financial services industry since 1996. Prior to joining PlanMember in 2015, Sean Haley served as Senior Vice President and Chief Compliance Officer for National Planning Corporation from 2005 through 2015. Prior to specializing in compliance in 2000, Sean worked for Edward D. Jones & Co. Sean is a graduate of California Polytechnic University, San Luis Obispo, and holds his series 7, 24, 53, and 63 securities licenses.