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Ken Nagel is an experienced professional in compliance and operations within the financial sector. Currently serving as a Senior Compliance Branch Office Examiner at Osaic since April 2015, Ken has a demonstrated history of risk identification and mitigation strategy development. Prior to Osaic, Ken held multiple roles at Vanguard from April 2008 to October 2014, including Investor Trading Services Strategic Support Analyst and Mutual Fund Operations Manager, where responsibilities included managing mutual fund operations and overseeing operational processes. Ken's earlier experience includes serving as New Installation Conversion Lead at Thomson Reuters BETA Systems, focusing on conversion planning and system modifications, and as Vice President of Mutual Fund Operations at Morgan Stanley Dean Witter Online, emphasizing compliance and relationship management. Ken holds a B.S. in Finance from the University of South Florida.