Neal Brophy

Compliance Manager at Ninety One

Neal Brophy is a Regulatory Compliance Manager at Ninety One since October 2018, focusing on compliance in the Collective Investment Schemes sector, particularly unit trusts and hedge funds in South Africa. Responsibilities include oversight of compliance with the CIS Control Act and related regulations, reporting on portfolio compliance, and governance matters to the Regulator. Previous roles include Compliance Officer and AML KYC Analyst at Ninety One, as well as Compliance Assurance Officer at Absa Group, and Candidate Attorney at Legal Aid South Africa. Neal possesses various certifications in regulatory compliance and anti-money laundering, along with a Bachelor's degree in Law from the University of the Western Cape. Further education includes certifications from the Moonstone Business School of Excellence and ACAMS.

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