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Steve joined Financial Resources Group Investment Services in May 2021 where he serves as President of the organization. His responsibilities include overseeing the company’s day-to-day operations and supervising more than 80 financial institutions and 900 financial professionals nationwide.

Prior to joining Financial Resources Group, Steve served as Chief Operating Officer for Equitable Advisors LLC and Equitable Network LLC where he led the business and functional strategy for all company advisor-facing and

back-office clearing and vendor firm operations. Additionally, Steve worked for 13 years as Executive Vice President of Operations for LPL Financial where he led LPL’s initial expansion to the Charlotte area and was responsible for all on-shore and off-shore operations both client-facing and street-side, along with vendor management associated with such areas as tax reporting, statement and confirm production, and money movement.

Steve has extensive experience in mergers, acquisition and recruiting having led and supported LPL’s broker dealer acquisitions and conversions and dozens of bank and credit union transitions. Prior to LPL Financial, Steve spent seven years at Jefferson Pilot Securities Corporation as a senior manager with oversight of trading, brokerage services, and broker/dealer operations in conjunction with its clearing firm Pershing LLC. He led multiple initiatives to develop brokerage services operations and to grow the advisor field force. Previously, Steve was a securities trader for Fidelity Investments.

Additionally, Steve was Chairman of the Board of Directors for The Private Trust Company, on the board of the Executive BETA Users Committee, and was the executive sponsor for LPL Financial’s involvement with Big Brothers Big Sisters of Greater Charlotte.

Steve earned a Bachelor of Science in Management from Keene State College in New Hampshire and completed SIFMA’s Securities Industry Institute three-year program at The Wharton School and The Kellogg School’s Business Analytics Certification.