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David Rich’s 20+ years in the investment services industry has given him a unique perspective of the financial markets. Throughout his career, David has held several senior level positions such as Vice President of Investments, OSJ Owner and Principal, and Chief Operating Officer. During that time, he developed an in-depth understanding of complex concepts like regulatory compliance, policy and procedure, process improvement, and risk analysis/management.

Prior to joining Financial Resources Group Investment Services as Chief Compliance Officer, David was the Chief Supervisory Officer for both National Securities Corp. and National Asset Management, Inc. David earned a Bachelor of Arts degree in history with a minor in political science from Arizona State University.