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Stephen Wiggins is a seasoned professional with extensive experience in compliance and supervision within the financial industry. Stephen has held various roles with companies such as Equity Services, Inc., National Life Group, and Fidelity Investments, where Stephen has demonstrated their expertise in analyzing surveillance reports, managing risk, and executing trades for sophisticated clients. With a Bachelor of Business Administration in Finance from Texas Tech University, Stephen is well-equipped to handle complex financial matters and ensure compliance with industry regulations.