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Allen DeVincent is a seasoned compliance manager with extensive experience in regulated entities within the financial services sector. Currently serving as Compliance Manager for Regulated Entities at Ascensus since September 2019, responsibilities include managing compliance programs for broker-dealers, registered investment advisers, and transfer agents related to government savings and retirement initiatives. Prior to this role, Allen held positions such as Senior Compliance Officer at Ascensus and RIA Compliance Manager at Cantella & Co., Inc., overseeing various compliance programs. Allen's tenure at LPL Financial involved managing regulatory compliance functions and leading a team within advisory compliance. Additionally, early career roles included project management and analysis at Commonwealth Financial Network. Allen holds a Bachelor of Science in Economics-Finance from Bentley University and a Master of Science in Business Ethics & Compliance and Forensic Accounting from New England College of Business.