ÂÜÀòÂÒÂ×

Gary Grigsby

President, CCO AW Securities, Allworth Financial at Allworth Financial

Gary Grigsby currently serves as President and Chief Compliance Officer for AW Securities at Allworth Financial, a role held since May 2021. Prior experience includes a position as Vice President of Compliance at Goldman Sachs Personal Financial Management from July 2019 to December 2020 and Vice President Compliance/AML Officer at United Capital Financial Advisers, LLC between December 2016 and July 2019. Gary's extensive background in compliance is further highlighted by a notable tenure at AIG, where responsibilities included Vice President/Deputy Chief Compliance Officer for VALIC Financial Advisors, Inc. and oversight of a significant team managing compliance operations. Educational credentials include a Bachelor of Science in Education from Baylor University and a Master's Degree in Education-Sports Management from the University of Houston.

Links