Lyndsay Kim currently serves as the Chief Compliance Officer for Wealth & Retirement at Alera Group, Inc. since November 2021, and previously held the position of Director of Compliance in Wealth Services & Retirement Plan Services. Prior to Alera Group, Lyndsay Kim worked at Triad Advisors from May 2013 to December 2021, progressing from AVP, Director of Compliance to VP, Director of Compliance & Supervision, with a focus on advisory (RIA) compliance and responsibilities in Supervision, Branch Examination, and Advertising teams. Earlier career experience includes roles as a Compliance Examiner at AIG Advisor Group and Transamerica Financial Advisors, as well as positions at Wells Real Estate Funds ranging from Staff Accountant to Retirement Analyst. Lyndsay Kim earned a degree from Georgia State University.
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