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Legal and Compliance Team

About

The Legal and Compliance Team at Vestwell ensures that the company's operations and products adhere to all applicable laws and regulations, particularly in the financial services sector. They provide legal guidance on compliance matters, manage risk assessment protocols, and oversee regulatory reporting, all while safeguarding client privacy and the integrity of the organization's digital platform. This team plays a crucial role in maintaining trust and transparency with advisors, accountants, and end-users of Vestwell's savings and investment solutions.