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Corey Traub is an experienced compliance professional with a robust background in the financial services industry. Currently serving as Executive Director and Global Head of Financing Services Compliance at UBS since July 2011, Corey leads the Advisory Compliance team for the Americas Financing Services business, overseeing various offerings including Prime Brokerage and Futures & OTC Clearing. Prior to this role, Corey worked at Goldman Sachs as a Futures Compliance Officer, providing comprehensive compliance coverage for the FCM business, and held the position of Market Surveillance Analyst at CME Group, where compliance with exchange and CFTC regulations was ensured. Corey Traub holds an MBA in Finance from Baruch College and a Bachelor's degree in Finance from the University of Colorado Boulder.