Daniel B. is a seasoned compliance professional with extensive experience in regulatory change and compliance management across various financial institutions. Currently serving as the Senior Manager of Regulatory Change at Richardson Wealth since September 2022, Daniel's previous roles include Director of Regulatory Development, Policy & Investigations at Aviso Wealth, and Senior Supervisor & Designated Complaints Officer at Designed Wealth Management. Daniel has held key compliance positions at Aligned Capital Partners Inc. and BMO Nesbitt Burns, among others, and possesses a strong background in project management and initiatives related to compliance and regulatory frameworks. Daniel holds a degree in Business with a focus on Accounting and Marketing from Humber College, completed between 1981 and 1984.
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