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James Ong is a seasoned professional with extensive experience in compliance, surveillance, and operations within the financial services industry. Currently serving as Vice President at PIMCO since January 2025, James specializes in advisory and surveillance functions. Previously, James held significant roles including Head of Central Compliance and Assurance at Daiwa Capital Markets, directing compliance activities, and working in market surveillance at Liquidnet, BNP Paribas, and other prestigious institutions. James possesses a strong educational background, including a Master of Business Administration in Finance from Cardiff Metropolitan University and a Diploma in Investment Compliance from the Chartered Institute for Securities & Investment. James has developed a robust expertise in managing compliance frameworks, trade confirmations, and operational processes across various financial products and markets.