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Juliann Riley is an accomplished professional with extensive experience in compliance and supervision within the financial services industry. Currently serving as Compliance and Supervision Principal at Mutual Securities, Inc. since August 2021, Juliann previously held the position of Senior Compliance Analyst at Ameritas from August 2017 to August 2021. Prior roles include Regional Supervisory Principal at Allstate Financial Services and Regulation 60 Remediation Manager for the New York Reg60 Team, showcasing a strong background in regulatory compliance and oversight. Juliann also contributed to training efforts as a Training and Development Design Specialist at Allstate from 2002 to 2005. Educational credentials include a Bachelor's degree in Business, Management, Marketing, and Related Support Services from Doane University and an Associate’s Degree in Business Administration Investment Management from Southeast Community College.