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James Humphries, JD, is a seasoned finance professional with a diverse background in wealth management and investment strategies. Currently serving as the Founder and Managing Partner at Mindset Wealth Management since March 2024, James brings extensive experience from previous roles as Derivatives Portfolio Manager at Innovative Portfolios from January 2019 to March 2024, Vice President at Sheaff Brock Investment Advisors from April 2015 to March 2024, and IPO Associate at Charles Schwab from July 2010 to April 2015. James holds a Doctor of Law (J.D.) degree in Banking, Corporate, Finance, and Securities Law from Indiana University Robert H. McKinney School of Law, earned between 2012 and 2016, and a Bachelor of Science (B.S.) degree in Civic Leadership from Indiana University Indianapolis, obtained from 2009 to 2012.