Maxim Group LLC
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Maxim Group LLC is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan and is a registered broker-dealer with the SEC, the Municipal Securities Rulemaking Board (MSRB), FINRA and SIPC. www.finra.org | http://www.maximgrp.com
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Michael Rabinowitz
Chairman and Chief Executive Officer
Michael Rabinowitz
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Christopher Fiore
President
Clifford A. Teller
Chairman And CEO
Michael Quintavalla
Chief Administrative Officer, Investment Banking
John Sergio
COO Emeritus
Allen Klee
Managing Director, Equity Research Analyst, TMT
Jason Sardo
Senior Managing Director - Capital Markets / Institutional Sales / Prime Brokerage
Mitchell J. Speiser
Managing Director, Research Content — Equity Research
John Granite
Head Of Equity And Fixed Income Trading Compliance
Patricia Serafin
Head Of Surveillance & Central Compliance
Eric Cheng
Senior Managing Director, Head Of Healthcare Investment Banking
Mario Leite
Managing Director - Healthcare Investment Banking
Joseph Sergio
Human Resources Director
