Maxim Group LLC is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan and is a registered broker-dealer with the SEC, the Municipal Securities Rulemaking Board (MSRB), FINRA and SIPC. www.finra.org  |  http://www.maximgrp.com

Maxim Group LLC

Michael Rabinowitz

Murry Shapero

Joseph Sergio

Mario Leite

Eric Cheng

Patricia Serafin

Mitchell J. Speiser

Jason Sardo

Allen Klee

John Sergio

Michael Quintavalla

Christopher Fiore

Leadership Team

Investment Banking and Trading

Administrative and Corporate Services

Research and Analysis

Sales and Business Development

��

Teams at Maxim Group LLC

Leadership Team

Investment Banking and Trading

Administrative and Corporate Services

Research and Analysis

Sales and Business Development

��������

Teams at Maxim Group LLC

Leadership Team

Investment Banking and Trading

Administrative and Corporate Services

Research and Analysis

Sales and Business Development

��