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Dena Schwartz is a seasoned financial professional with extensive experience in supervisory oversight and client relationship management. Currently serving as a Senior Supervisory Principal at LPL Financial since June 2011, Dena oversees over 100 Advisor offices, ensuring compliance with regulatory requirements and company policies. Previous roles include Regional Principal at First Allied Securities and Owner of DKS Office Solutions, providing virtual assistance to financial advisors. Dena’s background also includes positions at Wells Fargo Investments as a Registered Sales Associate, at Mass Mutual Life Insurance Company as an Agent and Registered Rep, and as a Sales Director at Pacific Life Insurance Company. Dena holds an MBA in Tax and Financial Planning from San Diego State University and a BA in Management Science from UC San Diego.