Rick Myers has extensive experience in the financial industry, primarily focusing on compliance. Rick currently holds the position of Executive Director - Compliance at Hightower Advisors since March 2022. Before that, they worked as an Associate General Counsel at Hightower Advisors from November 2021 to June 2022. Prior to joining Hightower Advisors, Rick served as the Chief Compliance Officer at WP Global Partners from April 2019 to November 2021. Rick also held the role of Manager, RIA and Advertising Compliance at Penn Mutual from 2015 to 2019, where they were responsible for regulatory filings, advertising material review, and maintaining policies. Before that, Rick worked as an Associate Compliance Director and Senior Vice President at Robert W. Baird & Co. from August 2011 to January 2015, focusing on investment advisory compliance. Earlier in their career, they held positions at H. Beck, Inc. and Securities America, Inc., where they gained experience in compliance supervision and senior compliance analysis.
Rick Myers has a comprehensive education history. Rick attended North Side High School from 1986 to 1989, where they did not earn a degree or specify a field of study. Rick then pursued their undergraduate studies at Indiana University Bloomington from 1990 to 1995, where they focused on accounting and finance but did not complete a specific degree. Moving forward, Myers attended Chicago-Kent College of Law, Illinois Institute of Technology, from 2001 to 2005, where they earned a Juris Doctorate with honors. During their time at Chicago-Kent, their areas of study included tax litigation and alternative dispute resolution. Lastly, from 2010 to 2011, Myers enrolled at Georgetown University Law Center and obtained a Master of Laws with distinction. Their field of study during this program was securities and financial regulation.
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