The Risk Management and Compliance team at Haitong International Securities ensures the company adheres to regulatory requirements and manages potential risks across its diverse business segments. This team identifies, assesses, and mitigates market, operational, and compliance risks while providing guidance to foster a culture of risk awareness and regulatory adherence within the organization. By doing so, they help safeguard the firmās integrity and financial stability while supporting its strategic objectives.
Alice Xiong
Executive Director, Head Of En...
Anna Ng
Senior Vice President, IBD Com...
Candy Cheng
Vice President - Compliance
Tim Cheung
Senior Risk Manager
Tuofu Shi
VP - Market Risk
Yingjun Liu
Market Risk Analyst
Yuying W.
Head Of Operational Risk
Zihan Wang
Group Compliance Vice Presiden...
Zihao Wang
Chief Risk Officer
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