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Risk Management and Compliance

About

The Risk Management and Compliance team at Haitong International Securities ensures the company adheres to regulatory requirements and manages potential risks across its diverse business segments. This team identifies, assesses, and mitigates market, operational, and compliance risks while providing guidance to foster a culture of risk awareness and regulatory adherence within the organization. By doing so, they help safeguard the firmā€™s integrity and financial stability while supporting its strategic objectives.