The Financial and Risk Management team at Guggenheim Partners is responsible for overseeing and ensuring compliance with regulatory standards while managing financial risks across the organization. This team assesses potential risks related to investment strategies, advises on regulatory matters, and develops strategies to mitigate risks, thereby safeguarding the firm's assets and ensuring sustainable growth. Additionally, they work collaboratively with other departments to implement best practices in compliance and risk management frameworks.
Daniel McNulty
Senior Associate, Legal & Seni...
John Arpino
Chief Risk Officer, Managing D...
Kenneth Lam
Director, Senior Audit Manager
Lee Personeni
Managing Director, Head Of Str...
Margaux Massie
Managing Director, Compliance
Maria Rosen
Managing Director, Senior Regu...
Michael Paliseno
Managing Director, Head Of Aud...
Rajani Clyne
Managing Director; Chief Compl...
Scott Fusco
Director, Compliance
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