ÂÜÀòÂÒÂ×

Compliance and Regulatory Affairs

About

The Compliance and Regulatory Affairs team at Guardian Capital Group is responsible for ensuring that the company's operations adhere to legal and regulatory standards. They develop and implement compliance programs, monitor industry regulations, and provide guidance on legal matters. This team plays a critical role in mitigating risks, ensuring ethical conduct, and maintaining the integrity of the company's financial services across its diverse segments.