Michele Singh has diverse work experience in the financial industry. Michele started their career at Wells Fargo Bank, where they held roles as a Personal Banker and Licensed Premier Banker II. Michele then moved on to D|A Financial Group, where they worked as a Retirement & Asset Account Manager. At AssetMark, they served as a Compliance Specialist, overseeing the firm's broker-dealer program management. Michele then joined Alpaca, a fintech start-up, where they were the Director of Compliance and later became a Compliance & Operations Analyst. Michele gained further experience at Charles Schwab as a Senior Compliance Manager, specializing in digital services compliance. Most recently, they held positions at Prometheus Alternative Investments, where they were an Interim Chief Compliance Officer and later a Broker Dealer Compliance Consultant. Michele currently works as the Vice President of Compliance at Gilmartin Group LLC.
Michele Singh holds a Bachelor of Science degree in Child Development from California Polytechnic State University-San Luis Obispo. In addition, they have obtained certifications including the Series 24, Series 66, and Series 7 from FINRA (Financial Industry Regulatory Authority).
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