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Sushil S. Garg

Internal Audit Manager at DWS Group

Sushil S. Garg is an experienced finance professional with extensive expertise in internal audit, regulatory analysis, and equity research. Currently serving as Vice President of Internal Audit at Safra National Bank of New York since January 2018, Sushil previously held the position of Associate Principal Examiner at the Financial Industry Regulatory Authority (FINRA) from February 2015 to December 2017, focusing on compliance reviews of broker-dealers. Sushil has also held various roles in equity research and credit analysis, including positions at Dowling & Partners, Fox-Pitt, Kelton, Conning & Company, and Citizens Bank of Connecticut. Sushil holds an MBA in Finance from the University of New Haven and a BSc in Finance from the University of Connecticut.

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