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Michelle is a Regulatory Compliance Consultant and Financial Services Professional with a 13 year proven track record in leading, training and developing effective broker-dealer compliance supervisory policies and procedures. In a previous role, Michelle worked with the Chief Compliance Officer for CNL Securities Corp., a registered broker-dealer, a subsidiary of CNL Financial Group, Inc. (CNL). She assisted in overseeing the regulatory compliance program for the BD, conducted monitoring, surveillance, testing of the controls and regulatory branch office examination. Michelle has a bachelor’s degree in Risk Management from Florida State University and holds FINRA Series 7, 24 and 79 licenses.