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Risk Management and Compliance

About

The Risk Management and Compliance team at Charles Schwab is responsible for identifying, assessing, and mitigating risks across the organization to ensure regulatory compliance and safeguard company assets. This team collaborates with various departments to implement risk management strategies, monitor compliance with financial regulations, and maintain the integrity of data protection and security measures. Through proactive oversight and auditing practices, they help uphold the firm’s reputation and compliance with industry standards.