The Human Resources and Compliance team at Cetera Financial Group is responsible for fostering a diverse and inclusive workplace while ensuring adherence to regulatory standards within the financial services industry. They manage talent acquisition, employee onboarding, and HR operations, while also overseeing compliance protocols and regulatory examinations to safeguard the organization’s integrity and efficacy. This team plays a crucial role in aligning the company’s human resources strategies with its overall business objectives, promoting a culture of continuous improvement and risk management.
Ann Doty-Mitchell
Compliance Manager
Autumn Paciorek
HR Operations Manager
Greg Grotewold
Senior Compliance Manager
Jenifer Kerr
Chief Human Resources Officer
Joanne Palmer
Director Of Procurement
Kristine W.
HR Service And Ops Lead
Kyron Jackson
Head Of HR Information Systems
Lucy Koss
Onboarding Experience Manager
Miranda E. McCoy
Regulatory Exam Manager
Tracy Nelson
Senior Compliance Manager
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