The Operations and Compliance team at Ariel Investments ensures the seamless functioning of mutual fund operations while adhering to regulatory standards. This team is responsible for overseeing legal compliance, fund governance, and operational efficiencies, ensuring that all processes align with industry regulations and company policies to protect investor interests and enhance business integrity.
Emma Rodriguez-Ayala
Chief Administrative Officer, ...
Jamie Douglas
Operations Specialist
Jesus Sanchez Jr.
Operations Specialist
Ken Slovin
Senior Vice President, Head Of...
Kristen H.
Director Of Legal Operations A...
Michael Jiang
Vice President, Associate Gene...
Pascale M. Thomas
Deputy General Counsel
Wendy Fox
Head Regulatory Counsel & Chie...
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