The Alberta Securities Commission (ASC) is the regulatory agency responsible for administering the province's securities laws. It is entrusted to foster a fair and efficient capital market in Alberta and to protect investors.  As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.

Government

Legal

Alberta Securities Commission

Alberta Securities Commission's headquarters in Calgary, Canada

Stan Magidson

Jerald Palmer

Benny Leveille

Alex Conac

The Legal Team at the Alberta Securities Commission is responsible for providing legal expertise and support in administering and enforcing Alberta's securities laws. This includes offering legal counsel on regulatory matters, overseeing investigations and litigation, ensuring compliance with capital market regulations, and advising on corporate finance and market regulation. The team works collaboratively to protect investors and maintain the integrity of the province's capital markets.

Legal Team

The Finance and Accounting Team at the Alberta Securities Commission is responsible for overseeing and managing the financial health of the organization. This includes preparing and analyzing financial reports, ensuring regulatory compliance, and providing detailed financial insights to support decision-making. The team plays a critical role in maintaining transparency, accountability, and efficiency within the ASC’s financial operations, thereby upholding the integrity of Alberta's capital markets.

Finance and Accounting Team

The Research and Analysis Team at the Alberta Securities Commission is responsible for conducting in-depth studies and evaluations related to sustainability, ESG disclosure, market trends, and regulatory impacts. This team leverages advanced research methodologies and data science to provide insights that inform policy decisions, enhance investor protection, and promote the efficiency and fairness of Alberta's capital markets.

Research and Analysis Team

The Regulatory and Market Oversight team at the Alberta Securities Commission is tasked with monitoring and enforcing compliance with securities laws, regulations, and policies to ensure fair and efficient capital markets. They oversee market activities, assess risks, and conduct compliance reviews to protect investors and maintain market integrity.

Regulatory and Market Oversight

The Leadership Team at the Alberta Securities Commission (ASC) is responsible for steering the organization’s strategic direction, ensuring regulatory compliance, and fostering a fair and efficient capital market. Led by the Chair and Chief Executive Officer, the team includes the Chief Financial Officer, Chief Information Officer, and Chief Accountant, who collaborate to oversee financial management, information systems, and accounting standards within the ASC.

Leadership Team

The Corporate Services and Human Resources Team at the Alberta Securities Commission oversees organizational operations and human resources functions. This team ensures efficient administrative support, implements HR strategies, manages employee relations, and cultivates a productive work environment to contribute to the ASC's mission of fostering a fair and efficient capital market.

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Alberta Securities Commission

Org chart

Teams

Legal Team

Finance and Accounting Team

Research and Analysis Team

Regulatory and Market Oversight

Leadership Team

Corporate Services and Human Resources Team

Offices

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Alberta Securities Commission

Org chart

Teams

Legal Team

Finance and Accounting Team

Research and Analysis Team

Regulatory and Market Oversight

Leadership Team

Corporate Services and Human Resources Team

Offices

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