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Mr. Stuart Duty is an experienced financial executive with over 30 years in finance and investment banking building leading healthcare teams on multiple platforms with a history of substantial growth in both revenue and personnel. Mr. Duty has focused primarily on biotechnology and specialty pharmaceuticals clients for much of his career, advising senior executives and boards on a range of financing activities and strategic transactions. His advisory activities spanned a global client base including significant in-country and cross-border transactions in the US, Japan, China, Canada and many European countries. Mr. Duty is currently a Senior Advisor to Guggenheim Securities, LLC. He first joined Guggenheim Securities in 2012 as a Senior Managing Director. Previously, he held senior roles at Piper Jaffray and Montgomery Securities. Mr. Duty also held operating roles at Oracle Partners as Chief Operating Officer and at Curative Technologies as Director, Business Development. He began his career at Kidder Peabody.

Mr. Duty holds a B.A. in Biochemistry from Occidental College and an M.B.A from Harvard Business School.